Regulation· ★★★★· neutral·

SEC Puts Tokenisation and AI on Its 2027 Examination Watchlist

  • —SEC flagged tokenisation and AI as supervisory risks for fiscal 2027 examinations
  • —The programme spans advisers, funds, broker-dealers and clearing agencies
  • —The regulator cited AI risks to compliance, fraud and market operations
  • —The priorities are a risk-based agenda, not a ban on tokenised products
Why it matters: Tokenised securities are gaining room to grow in the US, but firms must show their controls keep pace with the technology they deploy.
Source: NewsBTC
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